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The term "mental causation" applies to causal
transactions involving mental events or states, such as
beliefs, desires, feelings, and perceptions. Typically,
the term is used to refer to cases where a mental state
causes a physical reaction: for instance, the mental state
of perceiving a Frisbee flying your way can cause the physical
event of your springing up to catch it. It should also be
recognized that mental causation covers those cases where
the causal transaction occurs just among mental states themselves,
as when one entertains a series of thoughts while planning,
deliberating, solving a problem, remembering, and so on.
The term "mental causation" need not cover such
exotica as minds bending spoons (if such feats are to be
believed), psychosomatic illnesses, or controlling one's
body through yogic meditation. Simply waving your hand (a
physical event) because you wish to greet a friend (a mental
event) suffices for counting as an instance of mental causation.
The phenomenon of mental causation, as may be apparent,
is thoroughly commonplace and ubiquitous. But this is not
the only reason why it is significant. It is absolutely
fundamental to our concept of actions performed intentionally
(as opposed to involuntarily), which, in turn, is central
to those of agency, free will, and moral responsibility.
An action, as philosophers use the term, is not a mere bodily
motion like involuntarily blinking one's eyes. It
is something one does intentionally, as when one winks to
grab someone's attention. The distinction between
a mere bodily movement and an action hinges on the possibility
of mental causation, since actions have mental states, such
as intentions, as direct causes. This distinction, in turn,
is critical for gauging moral responsibility, since we attribute
or withhold judgments of moral responsibility depending
upon whether the agent acted intentionally.
While the phenomenon of mental causation seems obvious
enough, the explanation of how it is possible is far from
obvious. There are certain putative marks distinctive of
mental states that pose problems for their capacity to wield
causal powers, marks such as: being a non-physical substance
(problem of spatial location and problem of conservation);
failing to conform to law-like regularities (problem of
anomalism); being extrinsic to an agent's body (problem
of externalism); and being supplanted by brain states (problem
of exclusion).
Table of Contents
(Clicking on the links below will take you to those parts
of this article)
1. Background to the Problem of Mental
Causation
a.
Dualism v. Reductive Materialism
b.
Substance Dualism v. Property Dualism
c.
Standard Models of Mind-Body Interaction
i.
Interactionism
ii.
Parallelism
iii.
Epiphenomenalism
iv.
Reductionism
2. Traditional Problem of Mental Causation
a.
The Problem of Spatial Location
b.
The Problem of Conservation
3. Contemporary Problems of Mental Causation
a.
Background to the Contemporary Problems of Mental Causation
i.
Token Physicalism
ii.
The Causal Efficacy of Events Versus the Causal Relevance
of Properties
iii.
A Test for Causal Relevance
b.
Three Contemporary Problems of Mental Causation
i.
Problem of Anomalism
1.
The Appeal to Ceteris Paribus Laws
2.
The Appeal to Counterfactuals
ii.
Problem of Externalism
1.
The Appeal to Narrow Content (Internalism)
2.
The Appeal to Wide Causation
iii.
Problem of Exclusion
1.
Reduction Strategy
2.
Supervenience Strategy
3.
Realization Strategy
4.
The Dual Explanandum Strategy
4. Conclusion: Where We Are Now
5. References and Further Reading
1.
Background to the Problem of Mental Causation
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a. Dualism
v. Reductive Materialism
The main assumption that generates problems for mental
causation is dualism, the
view that mental phenomena and physical phenomena are fundamentally
different from each other. In particular, the mental is
not reducible to the physical: constructing a physical duplicate
of a conscious person does not guarantee that the physical
duplicate has a mind. René
Descartes (1596 - 1650) is the classic source for defenses
of dualism. The view that the mental is so reducible is
known as reductive materialism, which maintains
that mental phenomena are nothing but a species of physical
phenomena, which consist of purely physical substances,
physical properties, and physical laws governing their behavior.
Reductive materialism does not face the problem of mental
causation, as mental causation, being nothing more than
a species of physical causation, is no more problematic
than just plain old physical causation. Not so for dualism.
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b. Substance Dualism
v. Property Dualism
Dualism comes in two main versions: substance dualism
and property dualism. Standard discussions divide the issue
along the traditional problem of mental causation
and the contemporary problem of mental causation.
The former is generated by the form of dualism known as
substance dualism, while the latter generated by what is
known as property dualism. It is actually more accurate
to say of both problems that there are several sub-problems
associated with each.
Substance dualism comes out of the traditional
Christian conception of a person as consisting of both a
body and a soul that can survive the destruction of the
body. Descartes offered the most fully developed formulation
of substance dualism (also called "Cartesian dualism,"
after its founder), so called because the idea is that the
mind and the body constitute each their own "substance."
A substance, on Descartes's view, is anything that can logically
exist on its own, where something can logically exist on
its own if one can coherently conceive of that individual
without having to conceive of it with anything else –
a pumpkin, a cow, a ball of wax; things that are not substances
would be things like a sense of humor or a friendly smile,
as they need to be a part of something else in order for
us to conceive of them coherently (a person, in the case
of humor, and a face, in the case of a smile). Descartes's
formulation of substance dualism maintains that the mind
has no physical features – no mass, shape, spatial
dimension, and so on. The mind, in other words, has no physically
detectable qualities. Furthermore, under this formulation,
the body has no mental features. This basically means that
the brain does not think, feel, or perceive, a rather odd
view by today's standards.
Property dualism, by contrast, allows for the
brain to think, feel, and perceive, for it allows that all
substances are physical, but it maintains that thoughts,
feelings, and perceptions are instances of mental properties
that are not reducible to physical properties. Properties,
unlike substances, are repeatable; that is, a single property,
such the color orange, can occur in many different substances
– a pumpkin and a squash can both be orange. Examples
of mental properties are things like the belief that it
is raining, the desire to stay dry, and other propositional
attitudes, as well as sensations, like pains, itches,
and tickles. According to property dualism, an individual
who has exactly the same physical properties as a conscious
person may still lack mental properties. Both property dualism
and substance dualism allow for the possibility of what
philosophers of mind call zombies. These are not
the brain-dead stalkers of Hollywood, but rather creatures
that are physically identical to a fully conscious individual
that nonetheless lack a mental life. Property dualism and
substance dualism differ in that substance dualism entails
property dualism, but the converse is not true.
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c.
Standard Models of Mind-Body Interaction
There are four basic models of mind-body
interaction. These are:
-
interactionism, the view that
the mind and the body directly cause things to happen
in each other;
-
parallelism, the view that the
mind and the body act "in parallel," but
never casually interact directly;
-
epiphenomenalism, the view that
only the body has causal powers, but the mind is causally
inert; and finally,
-
reductionism, the view that the
mind just is the body, and so whatever causal efficacy
the physical has, the mental also has.
These models can each be formulated in terms
of the vocabulary of either substance dualism or property
dualism. In this entry, the models will be neutral between
these two versions of dualism.
What these models say and how they differ
are best understood when applied to a concrete example.
Take the case where you have the misfortune of stubbing
your toe. The trauma to your toe sends signals through
nerves in your leg and torso that stimulate those neural
tissues responsible for the capacity to experience pain
– call them C-fibers, the neural correlate of pain.
The crucial question is how the term "correlate"
is specified: is the correlation causal or non-causal,
and if causal, do the effects themselves have causal powers
or not? The different models give us different answers
to this question.
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i.
Interactionism
The critical feature of interactionism is
its commitment to "two-way" causation –
mental-to-physical causation and physical-to-mental causation.
Here is the interactionist's story. When you stub
your toe (call this event a), this stimulates the C-fibers
in your brain (call this event b). This neural event b
causes you to experience the sensation of pain (event
c.). The pain you feel causes you to get annoyed (event
d), causing a neural event (e), which is the neural correlate
of annoyance.
A diagram may be helpful here. Causal transactions
are represented by arrows. Mental events (like pain and
annoyance) go above the bar, and physical events (like
stubbing your toe, C-fiber stimulation (CFS), and the
neural correlate of annoyance (N)) go below it.

Objections to Interactionism: As
the picture makes clear, causation flows from the mental
to the physical and from the physical to the mental. Indeed,
this is the hallmark of interactionism, which is depicted
by the arrows from (b) to (c) and (d) to (e). Interactionism
is probably the most common view held by the folk, but
as will be explained below, it faces the problem
of spatial location and the problem
of conservation.
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ii.
Parallelism
Dualism does not necessarily entail interactionism,
since one can be a dualist and yet maintain that there
is no causal interaction between the mental and the physical.
This is parallelism. On this model, mental and
physical events do not causally interact; they only co-occur.
When causal transactions do occur, they occur only between
members of their own kind: mental events enter into causal
transactions only with other mental events, and physical
events enter into causal transactions only with other
physical events.

Parallelism raises the following pressing
question: what guarantees that the mental event and its
physical correlate will be appropriately coordinated?
Why do we feel pain upon bodily trauma on a regular basis,
or seek water when we are thirsty rather than whistle
a tune, or elevate our arm when we want to raise it rather
than raise our foot? Our minds and bodies are remarkably
well coordinated for two systems that are supposed to
have no causal contact with each other.
There are two different accounts of how
the coordination is achieved: pre-established harmony,
the view of Gottfried Leibniz
(1646 - 1716) and occasionalism, the view of
Nicolas Malebranche (1638 - 1715). Both appeal crucially
to God as the source of mind-body coordination. According
to Leibniz's pre-established harmony (1695), the proper
pairing of a mental event and a bodily event was long
established by God. As Leibniz explains, the mind and
the body are like two separate clocks wound up in advance
to chime at precisely the same time. On this view, God
is thus fairly "hands-off" when it comes to
coordinating an individual's mind with her body, having
done all the work ahead of time.
Not so on the view developed by Malebranche.
According to Malebranche's occasionalism, coordination
is achieved on an event by event basis; whenever someone
wants to raise her arm, God is right there to make her
arm go up (Malebranche 1958, 2:316). The basis for this
view stems out of a previous commitment to a certain view
about causation according to which only God can bring
about causes and effects.
Objections to Parallelism: To modern
ears, this convenient appeal to God to solve the coordination
problem is untenable and just too convenient. In defense
of pre-established harmony and occasionalism, we need
to understand that they are driven by prior commitments
about the nature of God and the world as God created it,
not simply introduced to solve a problem about mind-body
coordination. However, those who reject the metaphysical
schemes of Leibniz and of Malebranche will find these
solutions unsatisfactory.
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iii.
Epiphenomenalism
Epiphenomenalism is the view that physical
events cause mental events, but mental events never cause
anything, not even other mental events. It is thus a partial
concession to interactionism, as it allows for causation
in "one direction" – from the physical
to the mental – and so it denies parallelism, as
it insists upon causal contact from the physical to the
mental. The mind, on this model, is like a shadow cast
by the body, where the body is the only thing that makes
things happen – the mind is just "projected"
and is causally inert. This analogy is inexact, for even
shadows do darken the regions upon which they are cast,
and at times, frighten or amuse or do other things. But
mental events are not supposed to do anything, according
to epiphenomenalism, not even cause other mental events.

As odd as the model may initially appear,
there is a compelling motivation for it. It does not encounter
the coordination problem faced by parallelism, because
it allows for mental events to be causally grounded by
their physical causes. Thus, the reason why, say, one
feels pain upon stubbing one's toe is that the stubbing
causes the C-fiber stimulation, which then causes the
pain in a law-like manner.
Objections to Epiphenomenalism: In spite of its
stated virtues, epiphenomenalism has been thought to be
unappealing, precisely because it does not credit the
mind with any causal efficacy. Consequently, epiphenomenalism
is logically consistent with the complete absence of mentality;
mindless bodies would function in exactly the same way,
as the mind has no capacity to generate any causal impact.
In short, epiphenomenalism denies that there is any mental
causation. Even parallelism allows for the mind to have
a measure of efficacy since mental events can, at least,
cause other mental events. But under epiphenomenalism,
not even this limited causal efficacy is accorded to the
mind. This makes epiphenomenalism quite objectionable.
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iv.
Reductionism
With all the difficulties encountered by
interactionism, parallelism, and epiphenomenalism, one
may wonder why we don't construe the mind in wholly
physical terms – why, that is, we don't just
identify the mental with the physical. This is the idea
behind reductionism. On this view, mental events just
are physical events; the difference between the
mental and the physical lies only in how we conceive of
them, not in how they really are. Thus, there are concepts
that are about mental phenomena and concepts that are
about physical phenomena, but it is possible for a mental
concept and a physical concept to pick out one and the
same physical event.

As Figure 4 indicates, mental events just
are physical events; there are no events that are non-physical.
For this very reason, mental causation is just a species
of physical causation, and is therefore no more problematic
than plain old physical causation. On this view, mental
causation is just physical causation that has been conceptualized
using mental concepts, or described using mental vocabulary.
Objections to Reductionism: While
reductionism has the virtue of presenting a clear account
of mental causation, it faces the problem of justifying
the reducibility of the mental to the physical. There
are compelling reasons for thinking that the mind is not
just a purely physical phenomenon. Descartes, for instance,
gives us two arguments for the irreducibility of mental
substances to physical substances. The first
is the argument from divisibility, which basically claims
that the mind cannot be physical, as physical things have
spatial dimension but minds simply are not the kinds of
things that have spatial dimension. And the second is
the argument from conceivability, according to which it
is conceivable that the conceiver does not have a body,
but not conceivable that the conceiver does not have a
mind. While contemporary philosophers no longer work within
the framework of substance dualism, there are other considerations
have been used to support the irreducibility of mental
properties to physical properties (for the irreducibility
of phenomenal properties, see Jackson 1982, Nagel 1974,
Kripke 1980, Chalmers 1996; for the irreducibility of
intentional properties, see Davidson 1970, Child 1994).
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2.
Traditional Problems of Mental Causation
The traditional problem of mental causation
begins with the idea that the mind is its own substance
that has no physical characteristics. In the absence of
physical characteristics, it becomes quite puzzling how
the mind is supposed to exert any causal influence. There
are two ways of formulating the problem: the Problem
of Spatial Location and the Problem of Energy
Conservation.
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a.
The Problem of Spatial Location
This problem is based upon a certain assumption
about the nature of causation – that the cause and
its effect must be spatially contiguous (touch each other,
so to speak), and thus have spatial location. The spatial
location requirement has ample intuitive support: a stone
does not move unless something pushes against it; a pot
of water does not boil unless heat is directly applied
to it; a plant does not grow unless its roots draw water
from the soil; and so on. (Typically, a given effect has
multiple causal factors whose conjunction is necessary
for the effect, and conversely, a given cause produces
more than one effect. Since nothing hangs on observing
this nicety, this entry will help itself to the simplifying
talk of one cause per effect and one effect per cause.)
In each of these cases, the causes and their effects are
in spatial contact in one way or another. As a general
matter, nowhere in nature is there causation where the
cause or effect has no spatial location. But this is precisely
what Cartesian mind-body interaction asks us to believe.
The problem can be summed up by the inconsistency among
the following statements:
- Mental causation: The mind and the body causally
interact – thoughts, feelings, and perceptions,
bring about bodily actions.
- Spatial location: Wherever there is causation,
the cause and its effect must have spatial location.
- Dualism: The mind has no spatial location –
there is no spatial location to thoughts, feelings, or
perceptions.
The claim about mental causation (1) and
the claim about spatial location (2) are very intuitive,
so dualism would lose much credibility if it could not
make sense of how the two claims could be true under dualism.
However, the three claims do not look like they are consistent
with each other. If causes and effects must have spatial
location, as (1) maintains, then the mental cause of a
bodily event must occur in a spatial location. But (2)
denies that mental events have spatial location, so the
assertion that there is mental causation (3) is not consistent
with the conjunction of (1) and (2). Descartes's
colleagues were quite open about their puzzlement. Pierre
Gassendi, for instance, asked:
How can there be effort directed at anything,
or motion set up in it, unless there is mutual contact
between what moves and what is moved? (Cottingham, et
al., 1984, p, 236).
Princess Elizabeth of Bohemia, another contemporary
of Descartes, was even more forthright about her puzzlement:
[T]he determination of movement seems always
to come about from the moving body's being propelled –
to depend on the kind of impulse it gets from what sets
it in motion, or again, on the nature and shape of this
latter thing's surface. Now the first two conditions involve
contact, and the third involves that the impelling thing
has extension; but you utterly exclude extension from
your notion of soul, and contact seems to me incompatible
with a thing's being immaterial (Anscombe and Geach 1954,
pp. 274 - 5).
There are two standard dualist strategies
to handle the problem: the Pineal Gland Reply
and the Reply from Quantum Mechanics.
Pineal Gland Reply: Descartes proposed
that we could locate the workings of mental causation
in the pineal gland, which Descartes believed to be the
gateway between the mind and the body. We now know that
the pineal gland is responsible for regulating the hormone
melatonin, but aside from Descartes' anatomical
inaccuracy, the strategy of appealing to a physical locus
is fundamentally misguided, because it does nothing to
solve the problem. For how, one is right to ask, can mental
causation occur "in" the pineal gland if the
mind cannot be located "in" anything, lacking
as it is in spatial dimension?
Reply from Quantum Mechanics: This
reply rejects (2), the spatial location constraint upon
causes and effects as inaccurate. The basis for this rejection
is certain alleged findings in quantum mechanics where
the position of a traveling particle, such as an electron,
is indeterminate. That is, there is a chance that a particle
will show up in a certain region but its presence in that
region is purely a matter of chance, and yet for all its
lack of a determinate spatial location, it is still capable
of entering into causal relations. Perhaps minds are like
this as well; they can cause things to happen even if
they have no determinate location. Or so the reply goes.
There are three difficulties with this reply. First, the
comparison between minds and fundamental physical particles
is imperfect, for electrons can have a location, albeit
indeterminate, whereas minds, according to the Cartesian
conception, cannot have any location at all. Second, the
jury is still out on the interpretation of these alleged
findings; for all we know, some theory will be able to
explain away the appearance of indeterminacy and model
the universe after strictly deterministic principles.
And third, no entities outside of the domain of fundamental
physics – macro-physical entities – have this
odd indeterminacy about their occurrence or location,
and so it appears too convenient to proclaim of minds,
a macro-entity by any standards, that it is like the micro-physical
entity of electrons in this one respect.
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b.
The Problem of Conservation
This problem draws upon two key assumptions.
The first is the idea that causation is matter of energy
transfer, such as when one pool ball transfers its momentum
to another ball upon collision, or when the calories from
ingesting food get converted into bodily energy (for energy
transfer accounts of causation, see Aronson 1985, Dowe
2000, Fair 1979, and Salmon 1994). The second is the principle
of the conservation of energy, a fundamental law of nature
that is taken to be a cornerstone of contemporary science.
According to this principle, the total quantity of energy
in the universe remains fixed at all times. Energy, of
course, comes in many forms – kinetic, chemical,
electrical, thermal, and so on – and energy can
be transformed from one form to another, and loss or gain
of energy can happen within a component part
of the universe, but the sum total energy in
the universe as a whole can be neither created nor destroyed.
The principle of conservation entails a significant lemma,
which is that the physical universe is a causally closed
system: at no point in the history of the physical universe
can there be outside energy causing something to happen
within the system, nor can energy leave the system to
cause something to happen outside of it.
Insofar as the body is a part of the physical
system, it cannot be caused to move by anything other
than something else within that system. But if
the mind is not a part of that system, as Cartesian dualism
maintains, then its causal influence upon the body would
be a foreign source of energy impinging upon the energy
equilibrium of the universe, thereby violating conservation.
The inconsistency here is present in the following statements:
-
Mental causation: The mind and
the body causally interact; thoughts, feelings, and
perceptions, bring about bodily actions.
-
Conservation: The physical universe
is a causally closed physical system: causal interactions
do not increase nor decrease its sum total energy of
the universe.
-
Dualism: The mind is not a part
of the causally closed physical system: mental events,
such as thoughts, perceptions, and sensations, do not
occur within the system.
Again, these statements cannot be true together.
The conjunction of (1) and (3) entail a disruption in
the balance of energy in the physical universe, but (2)
denies that this can happen.
Reply from Rejection of Conservation:
This reply rejects (2) by appealing to what is known
as "tunneling," a quantum mechanical phenomenon
found in certain types of radioactive decay. When a particle
"tunnels," it effectively escapes a barrier
that requires more energy than it could inherently have,
creating a sudden surge of energy that temporarily disrupts
conservation. It is as if a 10 horse-power motor put out
11 horse-power out of nowhere. The application of this
possibility to dualistic mental causation is tempting:
if the non-physical desire to raise one's arm disrupts
the overall energy balance when it causes one's
arm to go up, the mental event "tunnels" to
our brain, thereby explaining the disruption of the sum
total of energy. We certainly cannot rule out this scenario
from our armchairs, but this reply is problematic, for
the same reason that it was found problematic when claiming
that the mind could be like electrons in having indeterminate
spatial location. Tunneling is found only at the subatomic
level and nowhere else in the natural world. We do not
find it in biology, geology, astronomy, or in any of the
other special sciences. Thus, there is no reason to expect
the phenomenon of tunneling in the realm of mental events.
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3.
Contemporary Problems of Mental Causation
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a.
Background to the Contemporary Problems of Mental Causation
The traditional problem of mental causation
lies in the commitment to substance dualism. The contemporary
problem, on the other hand, lies in its commitment to
property dualism, along with other assumptions concerning
token physicalism, the causal efficacy of
mental events versus the causal relevance of
mental properties, and conditions for causal
relevance.
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i.
Token Physicalism
Contemporary approaches to the mind typically
work within the framework of physicalism, the view that
everything that exists in space-time is exclusively physical
or constituted by the physical. The optimal way of formulating
the doctrine of physicalism is itself a substantive issue
(for comprehensive discussions, see Poland 1994, Gillett
and Loewer 2001, Melnyk 2003, Kim 2005), but the version
that most philosophers work with, or react to, in the
mental causation literature, is token physicalism
(see Donald Davidson
1970). According to token physicalism, each mental
event is a particular (also called a token),
which is numerically identical with a physical particular;
this means that a mental event is an occurrence of an
event in the brain or of some other suitably complex physical
medium. The converse, on the other hand is not necessarily
true, since there are physical events that are not mental,
such as tsunamis, apples falling to the ground, magnets
attracting iron filings, and so on.
We can illustrate the concept of token identity
this way. Say that Alice sneezes in such a way that the
sneezing event was both a loud noise a as well
as an emission of a virus b. If the loud noise
was indeed one and the same event as the emission of the
virus, then we can say that a is token identical
with b. The token identity of a mental event
and a physical event conforms to this idea: some mental
occurrence was one and the same event as a physical occurrence.
On Davidson's view, an event is a mental event m
just in case it has a mental property M (or it is describable
in terms of mental predicates); similarly for the relevant
aspects of physical events. To say, then, that a mental
event m is token identical with a physical event
p is to say that m and p are
just one and the same thing, one event having both M and
P.
Token physicalism it is to be carefully
distinguished from what is known as type physicalism,
the view that each mental property M is identical
with, or reducible to, a physical property P. Particulars
are unrepeatable (that is, they are bound to a unique
spatio-temporal region) whereas types are repeatable (that
is, they can show up in different things and at different
times). The idea behind type physicalism can be illustrated
this way. The property roundness (call it "R")
and the property circularity ("C") are both
types, as they are repeatable. As it happens, they are
one and the same type, which means that any particular
having R necessarily has C. The difference between token
physicalism and type physicalism is basically this: whereas
token physicalism only entails that every particular thing
having a mental property also has some physical property
or other, type physicalism entails that for each mental
property, there is a physical property with which that
mental property is identical.
The advantage of token physicalism is that
it allows a mental event to enter into causal transactions
in a way that does not violate the spatial location constraint
upon causes, and therefore, does not face the Problem
of Spatial Location: physical events have spatial location,
so if m and p are token identical, then
m has whatever spatial location p has.
Nor does it run afoul of the Problem of Conservation:
m just is p (and thus not distinct from
p), so m's causal efficacy does
not add anything extra over and above the causal efficacy
of the event p.
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ii.
The Causal Efficacy of Events versus the Causal Relevance
of Properties
Nonetheless, token physicalism still faces
problems accounting for mental causation. While mental
events are one thing, the mental properties
in virtue of which those events are efficacious are another;
for a single event can have many properties, but only
some of them may be involved in bringing about an effect.
Here is an example of this. Suppose one steps on a banana
peel and falls smack down to the ground. The banana peel
has many properties: its slipperiness and its yellowness,
for instance. But, surely the causally relevant property
was the slipperiness of the peel, not the color of the
peel, for had the peel not been slippery, the falling
would not have occurred (all things being equal), but
the falling still would have occurred even if the peel
were a different color. To track this distinction, let
us use the term "efficacy" for events and
"relevance" for the properties of events.
The troubling idea, then, is that while
a mental event may be causally efficacious insofar
as it is an event, only its physical properties,
and not its mental ones, are causally relevant
for bringing about the effect. An example of this is the
following. Suppose Alice sneezes, causing Bob to catch
her cold. Suppose also that the sneezing event was a loud
noise as well as an emission of a virus. Then, while it
is true to say that the loud noise caused Bob's
cold, as the loud noise is the same event as the emission
of the virus, surely it was only the event's being
an emission of a virus that was causally relevant to the
onset of Bob's illness. Under token physicalism,
the worry is that mental properties are like the property
of being a loud noise – completely irrelevant to
bringing about the effect. This is the worry that drives
the contemporary problems of mental causation, which are
manifest in the problem of anomalism, the problem of externalism,
and the problem of exclusion. But before introducing these
problems, it will be helpful to lay out a rough account
of what it means for a property to be causally relevant
or irrelevant.
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iii.
A Test for Causal Relevance
What test can we use to determine whether
a property is causally relevant or not? This is a different
question from the question of what it takes for
a property to pass that test. Here, we just want to lay
out the test. Let us be clear that properties are causally
relevant to something or other, typically, to the instantiation
of other properties. Causal relevance is thus a 4-place
relation where the relata consist of the cause event c,
the effect event e, and properties F of c
and G of e, wherein c causes e
to instantiate G in virtue of the fact that c
has F.
To gauge whether properties are causally
relevant or irrelevant, philosophers appeal to the following
conditions or counterfactuals:
Property F is causally relevant to property
G only if:
-
Suppose F and G occurred; then if F
had not occurred, then G would not
have occurred;
-
Suppose F and G had not occurred; then
if F had occurred, then G would have
occurred;
-
There is no H such that had H occurred
without F, G would not have occurred, or had F occurred
without H, G would still have occurred.
Conditions (1) – (3) convey the idea
that G's occurrence is contingent upon F's
occurrence. More specifically, (1) says that F's
occurrence is necessary for G: G doesn't or can't
occur unless F occurs. (2) says that F's occurrence
necessitates G: F guarantees G's occurrence. Finally,
(3) says that F is not a mere spurious cause of G: F does
not merely accompany the property H that happens to be
the one that's doing the real causal work. Failure
to satisfy any of the three conditions would indicate
that the candidate property is not causally relevant.
It is important to appreciate that these
conditions are only to test for whether a property
is causally relevant. As it was said earlier, they do
not answer the question of what it takes for
a property to pass that test. One way to put this point
is to distinguish between the truth conditions for
a claim and the truth makers for the claim: the
truth makers of the claim describe the fact, mechanism,
or elements, in virtue of which the claim is true. Thus,
they do not form an analysis, certainly not a full analysis,
as they are only necessary conditions that may not be
jointly sufficient. A genuine analysis requires that one
specify both necessary and sufficient conditions as well
as what it is in virtue of which these very conditions
hold – the truth-maker.
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b.
Three Contemporary Problems of Mental Causation
In contemporary discussions of mental causation,
there are three stumbling blocks for the satisfactions
of the conditions for causal relevance in the case of
mental properties. These are: the problem of anomalism,
the problem of externalism, and the problem
of exclusion.
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i.
Problem of Anomalism
The basic root of the problem of anomalism
is the thesis of psychophysical anomalism, the claim that
there are no strict, exceptionless, laws involving mental
states. The problem has been acknowledged by many philosophers,
but its most explicit formulation has been laid out by
Kim (Kim 1989). On a widely received view about causal
relevance, a property is causally relevant only if it
is "nomically subsumed," that is, if it appears
in a strict law. The denial that mental properties can
appear in laws of this kind naturally threatens to render
mental properties causally irrelevant. The threat of epiphenomenalism
posed by the problem of anomalism can be formulated thus:
-
Nomic Subsumption: A property
can be causally relevant only if it appears in a law.
-
Anomalism: Mental properties
do not appear in laws.
------------------------------------------------------
-
Epiphenomenalism: Mental properties
cannot be causally relevant.
This problem of anomalism has its origin
in Davidson's theory of anomalous
monism (Davidson 1970). The problem of anomalism has
a bit of an ironic history since the original intent of
Davidson's anomalous monism was to explain how mental
causation is possible. Nonetheless, a number of critics
have argued that anomalous monism leads to epiphenomenalism
(Antony 1989, Kim 1989b, 1993c, LePore and Loewer 1987,
McLaughlin 1989, 1993). Anomalous monism is made up of
two theses: first, that there are no laws connecting mental
properties with physical properties (this is the thesis
called "psychophysical anomalism"), and second,
that every mental event is token-identical with a physical
event, and thus causally efficacious insofar as the physical
event with which it is identical is causally efficacious.
It is the result of the attempt to render consistent the
following seemingly inconsistent set of statements:
-
Principle of Causal Interaction:
at least some mental events interact causally with physical
events.
- Principle of Nomic Subsumption: events related
as cause and effect fall under strict deterministic laws.
-
Principle of the Anomalism of the
Mental: there are no strict deterministic laws
on the basis of which mental events can be predicted
and explained.
Each of these principles is independently
plausible. The Principle of Causal Interaction is just
the statement that mental causation occurs. The Principle
of Nomic Subsumption needs a bit more explanation. This
entry presents the most common reading of the principle.
Suppose event c is of type F (it has F as a property)
and e is of type G. According to this principle,
F can be causally relevant to G only if there is a law
is to the effect that events of type F cause events of
type G. For instance, when a sudden sneeze causes a sleeping
baby to awake, the cause has the capacity to produce that
effect because there is a law-like generalization to the
effect that noises above a certain level cause sleep disturbances.
Davidson (1993) has objected to this construal of causation
conflates causation with causal explanation. As Davidson
explains, causal explanations mention properties when
explaining a causal transaction, but statements reporting
a causal transaction do not. When it comes to causation,
events cause other events, according to Davidson, no matter
how they are described – no matter which properties
we refer to when talk about the events. This construal
of causation has been roundly criticized (McLaughlin 1993).
The Principle of the Anomalism of the Mental
states that there are no laws involving mental states
that are strict, strict in the sense that they are exceptionless.
A cursory look at the following generalizations reasonably
backs this up:
-
If an agent desires p and believes
that doing q can bring about p, then
the agent will do q.
-
If an agent fears p, then the
agent desires not-p.
-
If an agent wants p with all
her heart, but discovers that not-p, then the
agent will be disappointed that not-p.
(A) – (C) represent a very small number
of generalizations of folk psychology, and while they
do a good job of covering many cases, we can easily imagine
circumstances under which they would be false. According
to the Principle of the Anomalism of the Mental, this
is true of all generalizations of folk psychology.
While independently plausible, the principles
together appear to generate an inconsistency: if there
are no laws couched in mental terms, as is maintained
by the Anomalism of the Mental, but laws are necessary
for causal interaction, which is stated by the Principle
of Nomic Subsumption, then it follows that mental events
have no causal powers, contrary to the first statement,
the Principle of Causal Interaction. Davidson resolves
this inconsistency with an appeal to token physicalism
(explained above), where mental events can be causally
efficacious, thanks to their token-identity with causally
efficacious physical events.
Token physicalism, however, is not sufficient
for supporting the causal relevance of mental properties
– for securing the idea that a mental event caused
a physical event in virtue of its having a mental property.
In fact, the very argument Davidson gives for token physicalism
through his argument for anomalous monism, has been interpreted
to lead to the causal irrelevance of mental properties.
The interpretation goes as follows: if event c
can cause event e only if there is a strict law
covering c and e, and the only laws
that are strict are physical laws (laws relating physical
properties) it follows that c causes e
because of c's physical properties; indeed, c
cannot cause e in virtue of its mental property,
because mental properties cannot come together in a law.
In short, if strict laws are necessary for securing the
causal relevance of properties, but there are no strict
laws involving mental properties, then mental properties
cannot be relevant on this view.
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1.
The Appeal to Ceteris Paribus Laws
There are two attempts to solve the problem
of anomalism. The first, advanced by Jerry Fodor, denies
that strict laws are necessary for causal relevance (Fodor
1989, 1991b). While they may be sufficient for supporting
the causal relevance of a property appearing in them,
they are not necessary. Non-strict laws are also capable
of supporting the causal relevance of a property. Thus,
the non-strict generalizations of folk psychology can
be recruited to ground the causal relevance of mental
properties after all. This approach offers the following
sufficient condition for the causal relevance of a property:
Ceteris Paribus Causal Relevance:
A (mental) property M of an event c is causally relevant
to a (physical) property P of event e if there is a strict
causal law connecting M with P or a non-strict law connecting
M with P.
Problems: This solution faces three
objections. The first is that the ceteris paribus clauses
may threaten to render any "law" vacuous that
is so modified, and so strict laws might be what we need
after all (Schiffer 1991, Fodor 1991b). The second is
that mental properties just may not be the kinds of properties
that can appear in laws, strict or otherwise. There are
two considerations that have been availed in support of
this skepticism. The first is based upon claims that normative
relations constitutively constrain the distribution of
mental properties, a pattern then cannot also be constrained
by laws (Davidson 1970, 1974; McDowell 1984; Kim 1985).
The second is based upon what is called the "simulation
theory of folk psychology," the idea that mental
states are attributed to an agent by placing one's
self in the agent's situation, a process that does
not require the existence of mental laws (see Heal 1995,
Gordon 1995, and Goldman 1995). The third objection is
that even if mental properties can appear in laws, they
face the problem of exclusion, which briefly
is the problem that the physical properties of an event
pre-empt its mental properties, given the generality of
physics – that the physical domain is completely
self-sufficient in bringing about all causal transactions
– and the exclusion principle, which states that
a causally sufficient property of an event excludes the
causal relevance of other properties of the event.
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2.
The Appeal to Counterfactuals
The second solution to the problem of anomalism
has been pursued by LePore and Loewer 1987, 1989, and
Horgan 1989. Like the appeal to ceteris paribus laws,
this approach also denies that strict laws are
necessary for grounding the causal relevance of a property.
But instead of appealing to non-strict laws, this solution
appeals to counterfactual dependencies involving mental
properties.
On this view, a mental property can be causally
relevant if its non-occurrence means that the effect also
would not have occurred. The basic idea is this. Suppose
we want to know whether one's belief that there
is water in the glass was causally relevant to the motion
of reaching out for the glass. The belief is causally
relevant if the motion of reaching out would not have
occurred if the belief had not occurred; this is just
to say that the effect is counterfactually dependent upon
its cause. Here is the account given by LePore and Loewer
1987:
Counterfactual Causal Relevance: Property
M of event c is causally relevant to property
P of event e if:
-
c causes e,
-
c has M and e has
P,
-
if c did not have M, then
e would not have had P,
-
M and P are metaphysically independent.
The appeal to causation in (i) does not
render this partial analysis circular, since the analysis
is for causal relevance, not causation per se.
Condition (ii) highlights the role of properties in causal
transactions. Condition (iii) states the counterfactual
relation between the properties that allegedly suffices
for one's being causally relevant to the other.
Condition (iv) comes from the Humean view that logically
or metaphysically connected properties cannot stand in
a causal relation, and so (iv) is to ensure that M and
P are candidates for causal relevance.
Problem: The main problem with
this solution is that the mere holding of the relevant
counterfactuals is not sufficient for causal relevance
(Braun 1995; McLaughlin 1989, p. 124; Kim 2006, pp. 189
- 194). Fires give off both heat and smoke. Now, if fire
is placed near a piece of wax, the wax melts because of
the heat, not the smoke, given off by the fire. That is,
the smoke is not causally relevant to melting the wax.
However, there is a counterfactual dependency of the melting
upon the smoke because smoke, as much as heat, reliably
occurs when there is fire. Thus, there are spurious counterfactual
dependencies, and for all we know, the counterfactual
dependency of bodily motion upon mental properties is
as spurious as the dependency of melting upon smoke. The
lesson is this: the counterfactual dependency of G upon
F does not suffice for F's causal relevance to G.
In addition, the counterfactual approach also faces the
problem of exclusion.
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ii.
Problem of Externalism
Externalism is a thesis about semantic content;
according to the thesis, we must take into consideration
facts about the physical environment, as well as the linguistic
norms of one's surrounding community, when individuating
contentful mental states (the classic sources are Putnam
1975, Burge 1979). This is a thesis that affects intentional
states (also called propositional attitudes), the
states that have representational contents, rather than
phenomenal states, the states that have a "what-it-is-like"
quality to them. The problem generated by externalism
for the causal relevance of intentional states is that
it renders the content of the intentional state extrinsic
(see Fodor 1987, pp. 27 - 54; McGinn 1989, p. 118). Causation,
as we intuitively understand it, however, involves only
the intrinsic features of objects and events. Consequently,
externalist ways of individuating intentional content
make them unsuitable for causal involvement.
While it is not easy to pin down exactly
the distinction between intrinsic and extrinsic properties,
we can get at the general idea with the following example.
Take an individual who is 6 feet tall. Being 6 feet tall
does not depend upon facts in its environment; whether
or not the individual is tall or short, on the other,
does so depend, since whether the individual is tall,
say, will depend upon whether she is among small children.
Properties that do not depend upon the environment are
intrinsic; those that do are extrinsic.
To appreciate how causation only involves
intrinsic properties, consider the following scenario.
One puts a very convincing counterfeit dollar into a soda
machine, successfully allowing you to get a soda. It is
natural to assume that only the intrinsic features of
the dollar bill – its size, design, texture –
were causally relevant to the transaction, not the fact
that the dollar is genuine or counterfeit, which are extrinsic
features, as they involve a relation to certain facts,
namely, where it was originally produced – at the
U.S. mint or in one's garage. These latter properties
are extrinsic features of the dollar and the example illustrates
their causal irrelevance.
Now, when we individuate the contents of
a mental state (for those mental states that have intentional
contents) according to standards of externalism, the content
is rendered extrinsic. The classic example is found in
Putnam (1975). Consider the very familiar term, "water."
The meaning of our term "water" is H2O. Now
imagine a world, "Twin Earth," that is just
like ours except that the stuff the Twin Earthlings call
"water" happens to be a different chemical
compound, which we can just label "XYZ." As
Putnam argues, the meaning of "water" differs
between the two worlds, even if Earthlings and Twin Earthlings
make all the same associations with the stuff both call
"water" – that it is stuff we drink,
that it falls from the sky, fills the lakes and rivers,
is the universal solvent, and so on. In spite of these
identical associations, the word "water" is
homonymous, meaning H2O when uttered by an Earthling,
but XYZ when uttered by a Twin Earthling. This point about
the meaning of the word transfers over to the content
of our thoughts: when an Earthling and Twin-Earthling
are entertaining thoughts about what both call "water,"
they are thinking about different things.
This little scenario demonstrates how content
– the meaning of the intentional state – under
externalism, fails to supervene upon the individual's
internal properties, and is therefore extrinsic to the
agent's body. The threat of epiphenomenalism can
be formulated thus:
-
Local Causation: A property F
of an event c is causally relevant to property
G of event e only if F is an intrinsic property
of c.
-
Externalism: Intentional properties
are not intrinsic properties of mental events.
-------------------------------------------------------------------
-
Epiphenomenalism: Intentional
properties are not causally relevant.
The problem is that extrinsic properties
generally, as a rule, fail the test for causal
relevance. As the test specified, a property can
be causally relevant only if (among other things) had
it failed to occur, the effect would not have occurred;
and had it succeeded in occurring, then the effect would
have occurred. But this pattern of counterfactual dependencies
is not satisfied by externally individuated contents.
Suppose you reach out for a refreshing glass of water
because you believe that there is water in the glass.
In order for that belief to be causally relevant, its
absence must result in the absence of the reaching motion.
But this isn't what happens when we individuate
content externally: the physical identical twin who is
thinking about XYZ, not water proper, does exactly the
same thing. Different thoughts do not manifest in different
behaviors. As a result, content bearing mental states
are not causally relevant to behavior.
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1.
The Appeal to Narrow Content (Internalism)
Solutions to the argument from externalism
pursue one of two strategies; one is to deny the thesis
of externalism, premise (2) (see Fodor 1980), and the
other is to deny the thesis of local causation, premise
(1) (see Burge 1995). Let us begin with the denial of
externalism. The strategy here is to appeal to "narrow
content." Narrow content is the content that intrinsic
twins have in common; narrow content, by stipulation,
supervenes upon the intrinsic properties of an individual
(Fodor 1991). (Think about the purely intrinsic features
of the dollar bill – features that would be equally
shared by a genuine bill and a counterfeit. The intrinsic
features are their "narrow content.") Unlike
broad content, which is individuated in terms of the external,
historical circumstances surrounding the uses of a term,
narrow content is what supervenes upon the internal properties
of the individuals, and is thus shared by you and your
Twin-Earthly counterpart. Narrow content is the content
one entertains under the Cartesian account of mental representation:
as you entertain a thought of water, the content of that
thought never "reaches out" beyond your head.
Intentional properties, then, individuated narrowly, will
be just as suited to causing behavior as any other internal
properties of a person.
Problem: The appeal to narrow content
certainly gets around the problem of causal irrelevance
that faces broad content, but the notion of narrow content
is highly contentious. Some have even argued that the
notion is incoherent (see Adams et al. 1990). Consider
again the counterfeit dollar. Surely we do not value it
because just because it shares the same intrinsic features
as the genuine article; the difference between the genuine
bill and the counterfeit makes all the difference between
the two. The relevance of the extrinsic is prevalent.
Take a different case – the case of gold. When one
wants to purchase a gold ring, one has in mind the metal
with a certain molecular structure, not some alloy that
looks like gold but isn't gold. Our attributive
practices honor this attention to the broad way of individuating
content. When we refer to what people are thinking about,
what the contents of their intentional states are, we
intend to refer to the externalistically individuated
contents of their mental states.
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2.
The Appeal to Wide Causation
The denial of the local causation thesis
is the denial of the claim that only intrinsic properties
of a cause can be causally relevant. The idea is that
there can be "broad causation" (see Burge
1989, Yablo 1997). This view requires a little stage setting.
On this approach, there is the causation of bodily motion
by neural properties, on the one hand, and then there
is the causation of intentionally characterized action
by broadly individuated mental content. Take, for instance,
one's waving to a friend: by doing this, one performs
the action of greeting a friend, but one also
engages in a purely bodily process that engages
one's bones and muscles. On this solution to the
problem of externalism, we have two causal processes –
one that pertains to the proximal visual stimuli that
result in the bodily movement – this would be "narrow
causation" – and a different one that pertains
to the appearance of the friend, resulting in the action
of greeting – this would be "broad causation."
The friend one has in mind, of course, is the individual
with whom one has had actual causal contact, not some
physically similar but distinct individual (for example,
an extraordinary gathering of molecular components that
result in an object that looks like the friend). And to
the extent that one has in mind the friend and not the
freak doppelganger, one's thought has broad content,
which, on this approach, causally results in the action.
Problem: The very concept of wide
causation goes against our ordinary intuitions about what
causation involves. According to our ordinary intuitions,
we assume that causes and their effects must be in spatial
contact with each other or mediated by things that spatially
link them together – that there is no action at
a distance. But wide causation asks us to believe exactly
this – that things are caused by situations that
have no physical contact with them. It would make no difference,
it seems, that it was the friend and not the doppelganger
that motivated one to wave. For this reason, wide causation
is not an easy solution (but see Yablo 1997 for a defense).
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iii.
Problem of Exclusion
It seems undeniable that mental states bring
about behavior: it is because you wanted to catch the
Frisbee that you sprung up to catch it – if you
didn't want to catch it, your body wouldn't
have moved the way it did. It is also undeniable that
the brain, or more specifically, our neurophysiological
system, is fully sufficient to bring about all bodily
motion. There are many reasons, however, to think that
mental states are not just mere states of the brain. But
if this is the case, then it's not clear what causal
role mental states would have given that their neural
correlates are fully equipped to perform all the causal
work. Brain states, in other words, seem to make the mental
states superfluous and therefore irrelevant.
The problem of exclusion can be laid out
as follows (this formulation comes from Yablo 1992, pp.
247 - 248):
-
Exclusion: If a property F is
causally sufficient for a property G, then no property
distinct from F is causally relevant to G, barring overdetermination.
-
Closure: For every physical
property P, there is a physical property P* that is
causally sufficient for P.
-
Dualism: For every mental property
M, M is distinct from P*.
-----------------------------------------------------------------
-
Epiphenomenalism: For every
physical property P, there is no mental property M that
is causally sufficient for P.
The exclusion problem does not subscribe
to any particular views about the nature of causation
and its relationship to laws. Its standard formulations
just invoke certain widely held physicalist principle
that the physical world is causally closed and comprehensive.
The simple reference to this principle, along with the
assumption that mental properties are not reducible to
physical properties, are all that's needed to set
the argument in motion. In addition, its epiphenomenalist
conclusion applies not just to mental properties, but
to any special science property that is not strictly reducible
to a physical property. The argument casts a wide net
(Kim 1989b, 1992, 1993b).
The following is a menu of the main strategies
that have been pursued for solving the exclusion problem
(see Kim 1989a, 1990 for a discussion of some of these
options):
-
Reduction Strategy: For every
mental property M, there is some physical property P
with which M can be reductively identified.
-
Supervenience Strategy: Mental
properties supervene upon physical properties, and supervening
properties can be causally relevant if their base properties
are causally relevant.
-
Realization Strategy: Mental
properties are realized by physical properties, and
mental properties are causally relevant if their realizing
base properties are causally relevant.
-
Dual Explanandum Strategy: There
are different ways to explain how M and P are causally
relevant.
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1.
Reduction Strategy
There have been several proposals along
these lines, none free of problems. On one approach, each
mental property M is reductively identified with a physical
property P. This is the view known as the Identity
Theory of Mind, which was introduced by U.T. Place
in 1956 and by J.J.C. Smart in 1956. The main problem
with this approach is the multiple realizability of mental
properties (Fodor 1975, 1980a, 1980b; Putnam 1960). According
to this thesis, there are many different physical properties
P1, P2, …, Pn, each of whose instantiation can suffice
for the instantiation of its corresponding mental property
M. If P1 and P2 are distinct realizers of M, then M cannot
be identified with both P1 and P2. This makes sense if
we think of the following example. Suppose Tom and Max
are not the same height. Tom is, however, of the same
height as Sally. If this is the case, then Sally cannot
be the same height as both Tom and Max. The upshot is
that no multiply realizable mental property is identifiable
with, and hence, reducible to, a physical property.
On a different approach, which attempts
to accommodate the multiple realizability of mental properties,
known as disjunctive reduction, M is reduced
to the disjunction of all the physical property realizations
(P1 or P2 or ... Pn), such that generalizations of the
form
M if and only if (P1 or P2 or ...
Pn)
hold as a matter of law. The main problem
with this approach is that it is committed to disjunctive
properties whose disjuncts have nothing in common at the
physical level. This makes the disjunct unsuitable for
appearing in laws (Armstrong 1978, 1983).
On another approach, which also attempts
to accommodate the multiple realizability of mental properties,
known as species-specific or "local"
reduction, M is reduced to a single physical kind P relative
to some species S, giving us laws of the form
S only if (M if and only if
P).
The problem with this approach is that it
compromises the idea that a mental property is species-invariant
– that a pain, say, in a human, is the same mental
property as a pain in an octopus, a Martian, or a computer
(see Pereboom and Kornblith 1991).
On another approach yet, it is not mental
properties that are reduced per se, but rather
their instances. Property instances are known
as tropes. The idea here is that we can reduce an instance
of a mental property – a mental trope – with
a physical trope (see Macdonald and Macdonald 1986, Robb
1997). Tropes and properties differ in an important way:
while a property is repeatable – whiteness, for
instance, is one and the same entity that can appear in
a multitude of different objects – a trope is not
repeatable. The whiteness of a piece of paper, according
to a trope theorist, is a unique instance of that particular
shade of whiteness. The trope strategy is to identify
a mental trope with a physical trope. The idea is that
since physical tropes are causally relevant, identifying
a mental trope with a physical trope secures its relevance
as well. However, the trope approach is only as good as
the argument for the claim that a mental trope is indeed
identical with a physical trope. More problematically,
there is a concern that we can ask even of tropes whether
a trope is causally relevant in virtue of its being a
mental trope as opposed to its being a physical trope.
That is, the same underlying epiphenomenalist implications
that plague Davidson's token physicalism may be
raised for the trope approach.
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2.
Supervenience Strategy
The most developed account under this option
is given by Yablo (Yablo 1993). As scarlet and crimson
are each determinates of the determinable red, M and P
are related as determinable to determinate. Determinables
supervene upon their determinates, and do so with metaphysical
necessity. That is, there is no world in which the determinable
does not appear if one of its determinates is instantiated.
Yablo argues that the virtue of this approach
is that it does not pit M and P against each other as
competitors, "since a determinate cannot pre-empt
its own determinable." (Yablo 1992, p. 250) So just
as the determinate, crimson, does not causally pre-empt
its determinable, red, when we all press our brake pedals
at a traffic light that's just turned crimson, no
physical property P pre-empts the determinable mental
property M when an agent performs an action.
Problem: While this approach has
intuitive appeal, it is not clear that a determinate does
not causally exclude the determinable. Consider the determinable,
being colored, which has as its determinates, redness,
yellowness, and greenness. The determinable is certainly
present when any of these properties is present, but different
effects ensue upon the instantiation of these properties.
If, for instance, a driver detected a green light, she
would have continued driving, but if she had detected
a red light, she would have brought her car to a full
stop. It appears that the determinable, being colored,
was not relevant to either outcome since it was present
with opposite outcomes.
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3.
Realization Strategy
Shoemaker 2001 appeals to the idea of realization,
as it is implicated in the theory of functionalism and
its attendant notion of multiple realizability, as well
as a certain account of the nature of properties in general
according to which properties are causal powers. (An earlier,
but less developed, strategy along these lines is suggested
by Kim 1993a.) On Shoemaker's view, both realized
and realizing properties have causal powers, but the causal
powers of the realized (mental) property form a subset
of the causal powers of the realizing (physical) property.
The benefit of this view is that a subset of causal powers
cannot be "excluded" or trumped or overridden
by the superset, as the subset is just a part of
the superset. If a 10-pound brick crushes a statue, then
the part of the brick that weighs 8 pounds will certainly
be involved in the effect, and not trumped by the 10-pound
brick of which it constitutes a part.
Problem: Gillett and Rives 2005
argue that this account of realization does not safeguard
mental properties from causal exclusion by their realizing
physical properties. The idea is that if physical properties
are fundamental and do all the causal work, then no property
realized by a physical property does further causal work
over and above the work done by the physical realizer.
Claiming that the causal powers of a realized property
form a subset of its realizing base does nothing to help
the realized property enter into the causal work-force.
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4.
Dual Explanandum Strategy
Steuber 2005 argues that causation itself
cannot be separated from the explanatory schemes in which
they are expressed. Since psychological explanations accomplish
one thing, while physical or neurobiological explanations
accomplish another, the causal relations they track are
themselves different relations, and thus not in competition
with one another, as there is no one explanandum
for them to both explain.
A strategy of this kind has been developed
by Dretske (Dretske 1988, 1989). Dretske distinguishes
between a triggering cause and a structuring cause, each
cause satisfying two different types of explanatory interests.
Schematically speaking, if we want to know how
a particular behavior came about, we seek to isolate its
triggering cause; such a cause lies within the purview
of neurophysiological explanations. But if we want to
know why an agent performed some particular behavior and
not some other type of behavior, we are seeking its structuring
cause, and these are the kinds of causes that psychological
explanations are particularly well suited to picking out.
Dretske illustrates the difference between
a triggering cause and a structuring cause, as well as
how these causes are related to each other, with the homely
thermostat. A thermostat is designed to turn on the furnace
when it registers a certain temperature. The triggering
cause of the switching of the furnace was the cool temperature
of the room, but the wiring that connects the thermostat
to the furnace, for instance, is the structuring cause
of the very same effect. The structuring cause, in short,
is the set of pre-existing background conditions that
make it possible for the triggering cause to exert its
particular effect. Most designed artifacts possess this
sort of bi-level causal structure, and so do we. Just
as a thermostat possesses an internal sensor calibrated
to turn on the furnace when the sensor registers a certain
temperature, we possess an internal representational system
coordinated with our motor system to trigger the appropriate
bodily movements when our internal states represent the
presence of certain objects in the environment. Which
connections are forged between a given representational
state and its corresponding bodily motion, and how these
connections are made, is largely a matter of the agent's
learning history. Learning is the process during which
the representational content is "recruited"
as a cause of the behavior; it structures, so to speak,
the relevant links between the agent's representational
states and her motor output.
Problem: Kim 1989a, however, has
objected that if we insist that a bit of behavior has
some causal origin that is irreducibly mental, and therefore
non-physical, then this effectively violates the causal
closure of the physical domain. If not, then we are back
to the very problem of exclusion that Dretske's
distinction was designed to avoid.
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4.
Conclusion: Where We are Now
Philosophers are still busy at work trying
to make sense of mental causation. Many criticize the
assumptions on which the alleged problems of mental causation
are predicated, particularly Kim's formulation of
the exclusion problem (Bennett 2003, Menzies 2003, Raymont
2003). Others enjoin us to accept those very positions
that have been cast aside as unavailable, such as type
physicalism (Hill 1991), or down-right implausible, such
as epiphenomenalism (Bieri 1992, Chalmers 1996, ch.5).
Some have even questioned whether we really
have a problem concerning mental causation (Baker 1993,
Burge 1993). Baker 1993 has argued that once the principles
of physicalism are accepted, not only are we saddled with
the exclusion problem, the problem is absolutely unsolvable.
But, Baker continues, the wide-scale epiphenomenalism
that would ensue were we to take the principles of physicalism
seriously is tantamount to a reductio ad absurdum
of the principles themselves, so we must reject the
principles, in which case the exclusion problem dissolves
of itself. Baker quite radically proposes that we reject
the causal closure thesis if we wish to hold onto the
possibility of mental causation – indeed, if we
want to hold onto the possibility of macro-causation generally
– a possibility that Baker claims is well testified
by the successes of our explanatory practices.
Antony 1991 as well as Kim 1993, however,
have argued that the problem of mental causation is the
problem of explaining how and why there is this explanatory
success when it comes to explaining behavior in mental
terms. That is, the problem does not go away by pointing
out that our mentalistic explanations perform quite well.
The puzzle is how they explain so well, given that the
metaphysics all point to the causal irrelevance of the
mental.
There are, to be sure, other novel solutions
in the making. But the ideal solution, given the multiplicity
of the problems surrounding mental causation – the
problem of anomalism, the problem of externalism, and
the problem of exclusion – is one that can solve
all the problems together, perhaps not with just one account
that simultaneously solves all three, but maybe a patchwork
account, each of whose components mutually support the
others.
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5.
References and Further Reading
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Adams, F., David Drebushenko, Gary Fuller,
and Robert Stecker, (1990), "Narrow Content: Fodor's
Folly," Mind and Language, 5: 213-29.
Anscombe, E. and Geach, P. (1954), Descartes:
Philosophical Writings, Indianapolis: Bobbs-Merrill
Company.
Antony, L. (1989), "Anomalous Monism
and the Problem of Explanatory Force," The Philosophical
Review 98: 153-87.
Antony, L. (1991), "The Causal Relevance
of the Mental: More on the Mattering of Minds," Mind
and Language, 6: 295-327.
Armstrong, D., (1978), Universals and
Scientific Realism, Vol. I, A Theory of Universals,
Vol. II, Cambridge: Cambridge University Press.
Armstrong, D, (1983), What is a Law
of Nature? Cambridge: Cambridge University Press.
Aronson, J. (1971), "On the Grammar
of 'Cause'," Synthese 22: 414-430.
Baker, L. (1993), "Metaphysics and
Mental Causation," in Heil and Mele (1993): 75-95.
Bieri, P. (1992), "Trying out epiphenomenalism"
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